Assist in Board, Committee and General Meetings – notices, agenda, resolutions, minutes and follow-ups.
Handle MCA/ROC filings, statutory registers, records and event-based compliances.
Assist in monitoring RBI/NBFC compliances, regulatory returns, notices and documentation.
Support SEBI, Stock Exchange and Broking-related compliances, disclosures and submissions.
Coordinate with NSE/BSE, SEBI, RBI, MCA, Depositories and other regulatory authorities as required.
Maintain Compliance Calendar and ensure timely completion of statutory and regulatory filings.
Assist in corporate actions, appointment/resignation of Directors/KMPs, share-related matters and related documentation.
Support Investor Grievance / regulatory query resolution and coordinate with Compliance & Operations teams.
Assist in preparation of Board Reports, Annual Return, AGM documentation and corporate governance records.
Coordinate with auditors, legal advisors, consultants and internal departments for compliance requirements.
Track regulatory circulars/updates and communicate relevant changes to management.
Maintain proper and confidential records of all corporate and regulatory documents.